SEC Filings

SEC FILINGS

Filing date	Form	Description	Filing Group	View
11/17/20	NT 10-Q	Notification that form type 10-Q will be submitted late	Quarterly Filings	0001213900-20-037657.rtf 0001213900-20-037657.xls 0001213900-20-037657.pdf
11/03/20	SC 13D/A	An amendment to a SC 13D filing	Other	0001213900-20-034844.rtf 0001213900-20-034844.xls 0001213900-20-034844.pdf
11/02/20	8-K	Report of unscheduled material events or corporate event	Current Reports	0001213900-20-034520.rtf 0001213900-20-034520.xls 0001213900-20-034520.pdf
11/02/20	SC 13D	Filing by person(s) reporting owned shares of common stock in a public company >5%	Other	0001213900-20-034582.rtf 0001213900-20-034582.xls 0001213900-20-034582.pdf
11/02/20	3	Initial filing by director officer or owner of more than ten percent.	3,4,5	0001213900-20-034580.rtf 0001213900-20-034580.xls 0001213900-20-034580.pdf
10/27/20	SC 13D/A	An amendment to a SC 13D filing	Other	0001213900-20-033579.rtf 0001213900-20-033579.xls 0001213900-20-033579.pdf
09/24/20	S-4/A	Pre-effective amendment to an S-4 filing	Registration Statements	0001213900-20-028237.rtf 0001213900-20-028237.xls 0001213900-20-028237.pdf
09/23/20	8-K	Report of unscheduled material events or corporate event	Current Reports	0001213900-20-028084.rtf 0001213900-20-028084.xls 0001213900-20-028084.pdf
09/18/20	3	Initial filing by director officer or owner of more than ten percent.	3,4,5	0001179110-20-009865.rtf 0001179110-20-009865.xls 0001179110-20-009865.pdf
09/18/20	3	Initial filing by director officer or owner of more than ten percent.	3,4,5	0001179110-20-009864.rtf 0001179110-20-009864.xls 0001179110-20-009864.pdf

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GWG files annual, quarterly and current reports, and other information with the SEC. Our SEC filings, including the registration statement of which the Prospectus is a part, and any amendments thereto is available on the SEC’s Internet site at https://www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-877-494-2388.

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Securities are being offered on a best-efforts basis on behalf of GWG by Emerson Equity, LLC, Member FINRA, SIPC, and Managing Broker-Dealer for the Issuer. GWG and Emerson are not affiliated entities.