SEC Filings

SEC FILINGS

Filing date	Form	Description	Filing Group	View
08/17/20	PRER14C	Information statements. Revised preliminary material	Proxy Filings	0001213900-20-022518.rtf 0001213900-20-022518.xls 0001213900-20-022518.pdf
08/17/20	424B3	Form of prospectus reflecting facts events constituting substantive change from last form	Registration Statements	0001213900-20-022522.rtf 0001213900-20-022522.xls 0001213900-20-022522.pdf
08/14/20	10-Q	Quarterly report which provides a continuing view of a company's financial position	Quarterly Filings	0001522690-20-000008.rtf 0001522690-20-000008.xls 0001522690-20-000008.pdf EX-101.SCH - XBRL TAXONOMY EXTENSION SCHEMA
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008448.rtf 0001179110-20-008448.xls 0001179110-20-008448.pdf
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008449.rtf 0001179110-20-008449.xls 0001179110-20-008449.pdf
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008450.rtf 0001179110-20-008450.xls 0001179110-20-008450.pdf
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008452.rtf 0001179110-20-008452.xls 0001179110-20-008452.pdf
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008453.rtf 0001179110-20-008453.xls 0001179110-20-008453.pdf
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008455.rtf 0001179110-20-008455.xls 0001179110-20-008455.pdf
07/23/20	4	Statement of changes in beneficial ownership of securities	3,4,5	0001179110-20-008456.rtf 0001179110-20-008456.xls 0001179110-20-008456.pdf

Certain information on this Site contains certain forward-looking statements, which are subject to risks and uncertainties and speak only as of the date on which they are made. The words “believe”, “estimate”, “expect”, “target”, “intend”, “may”, “plan” or similar expressions are intended to identify forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date on which they are made. GWG Holdings undertakes no obligation to update publicly or revise any forward-looking statements. Actual results may differ materially from the expectations disclosed in the forward-looking statements made. Important factors that could cause actual results to differ materially from the company’s forward-looking statements are described in GWG Holdings’ periodic reports, including the Annual Report on Form 10-K, quarterly reports on Form 10-Q and other reports filed with the Securities and Exchange Commission. Please click here to view such factors contained in the latest Form 10-K from GWG Holdings.

GWG files annual, quarterly and current reports, and other information with the SEC. Our SEC filings, including the registration statement of which the Prospectus is a part, and any amendments thereto is available on the SEC’s Internet site at https://www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-877-494-2388.

The information provided herein does not constitute an offer to sell securities or the solicitation of an offer to buy securities. An offer to sell securities can only be made by a Prospectus, pursuant to a registration statement, and any amendments thereto, then effective and on file with the Securities Exchange Commission (“SEC”). Investors must read the entire Prospectus for investment conditions, risk factors, minimum requirements fees and expenses and other pertinent information with respect to the offerings.

Securities are being offered on a best-efforts basis on behalf of GWG by Emerson Equity, LLC, Member FINRA, SIPC, and Managing Broker-Dealer for the Issuer. GWG and Emerson are not affiliated entities.